For more information on the award, go to. Finalists are entitled to receive paid airfare, conference registration, and three nights’ hotel accommodations to The ASPPA 401(k) SUMMIT.
Individuals are judged based on qualitative information collected from the nomination form, and potentially from interviews with the Award Committee. Firms review and approve nominations of individuals who match the ASPPA Award criteria. This Award, sponsored by Morningstar, recognizes leadership, innovation and significant influence within the retirement industry targeting the sales, marketing and establishment of 401(k) plans. Source: ASPPA’s ASPPA 401(k) Leadership Award is designed to acknowledge a specific accomplishment and/or contribution by an individual or group of individuals within the 401(k) industry. *References to length of service at Morgan Stanley include years at Morgan Stanley and predecessor firms. The strategies and/or investments referenced may not be appropriate for all investors as the appropriateness of a particular investment or strategy will depend on an investor's individual circumstances and objectives. The views, opinions or advice contained within third party websites or materials are solely those of the author, who is not a Morgan Stanley employee, and do not necessarily reflect those of Morgan Stanley Smith Barney LLC, or its affiliates. Nor do we guarantee their accuracy or completeness. Morgan Stanley is not responsible for the information contained on the third party website or the use of or inability to use such site. Morgan Stanley Smith Barney LLC (“Morgan Stanley”) is not implying an affiliation, sponsorship, endorsement with/of the third party or that any monitoring is being done by Morgan Stanley of any information contained within the website. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it. This material does not provide individually tailored investment advice. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments, strategies and services, and encourages investors to seek the advice of a Financial Advisor or Private Wealth Advisor. The appropriateness of a particular investment, investment strategy or service will depend on an investor's individual circumstances and objectives. The securities/instruments, services, investments and investment strategies discussed in this material may not be appropriate for all investors.
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